Top 5 most challenging requirements for 2021
The Joint Commission collects data on organizations’ compliance with standards, National Patient Safety Goals (NPSGs), and Accreditation and Certification Participation Requirements to identify trends and focus education on challenging requirements.
The table below identifies the Top 5 Joint Commission requirements identified most frequently as “not compliant” during surveys and reviews from Jan. 1 through Dec. 31, 2021. Fewer surveys were conducted in 2021 because of the coronavirus pandemic. However, Joint Commission surveyors were able to identify Requirements for Improvement (RFIs) in key areas for improvement.
For more information, see the April issue of Perspectives or the Standards Frequently Asked Questions. (Contact: Standards Interpretation Group, 630-792-5900 or online question form)
Rank |
Standard |
Element of performance |
Ambulatory Health Care |
||
1 |
IC.02.02.01: The organization reduces the risk of infections associated with medical equipment, devices, and supplies. |
EP 2 |
2 |
IC.02.01.01: The organization implements infection prevention and control activities. |
EP 2 |
3 |
MM.01.01.03: The organization safely manages high-alert and hazardous medications. |
EP 2 |
4 |
EC.02.05.01: The organization manages risks associated with its utility systems. |
EP 7 |
5 |
MM.01.02.01: The organization addresses the safe use of look-alike/sound-alike medication. |
EP2 |
5 |
HRM.01.02.01: The organization verifies and evaluates staff credentials. |
EP 1 |
Behavioral Health Care and Human Services |
||
1 |
NPSG.15.01.01: Reduce the risk for suicide. |
EP 2 |
2 |
NPSG.15.01.01: Reduce the risk for suicide. |
EP 1
|
3 |
NPSG.15.01.01: Reduce the risk for suicide. |
EP 5 |
4 |
NPSG.15.01.01: Reduce the risk for suicide. |
EP 3 |
5 |
NPSG.15.01.01: Reduce the risk for suicide. |
EP 4 |
Critical Access Hospitals |
||
1 |
IC.02.02.01: The critical access hospital reduces the risk of infections associated with medical equipment, devices, and supplies. |
EP 2 |
2 |
NPSG.15.01.01: Reduce the risk for suicide. |
EP 5 |
3 |
EC.02.05.01: The critical access hospital manages risks associated with its utility systems. |
EP 15
|
4 |
EC.02.02.01: The critical access hospital manages risks related to hazardous materials and waste. |
EP 5
|
5 |
MM.06.01.01: The critical access hospital safely administers medications. |
EP 3
|
Home Care |
||
1 |
IC.02.01.01: The organization implements the infection prevention and control activities it has planned. |
EP 2
|
2 |
RC.02.01.01: The patient record contains information that reflects the patient’s care, treatment, or services. |
EP 2
|
3 |
PC.01.03.01: The organization plans the patient’s care. |
EP 10 |
4 |
NPSG.15.02.01: Identify risks associated with home oxygen therapy such as home fires. |
EP 1 |
5 |
LD.01.03.01: Governance is ultimately accountable for the safety and quality of care, treatment, or services. |
EP 12 |
Hospitals |
||
1 |
IC.02.02.01: The hospital reduces the risk of infections associated with medical equipment, devices, and supplies. |
EP 2 |
2 |
NPSG.15.01.01: Reduce the risk for suicide. |
EP 1 |
3 |
MM.06.01.01: The hospital safely administers medications. |
EP 3 |
4 |
EC.02.06.01: The hospital establishes and maintains a safe, functional environment. |
EP 1 |
5 |
EC.02.05.01: The hospital manages risks associated with its utility systems. |
EP 15 |
Laboratory and Point-of-Care Testing |
||
1 |
QSA.01.02.01: The laboratory maintains records of its participation in a proficiency testing program. |
EP 2 |
2 |
QSA.02.08.01: The laboratory performs correlations to evaluate the results of the same test performed with different methodologies or instruments or at different locations. |
EP 2 |
3 |
HR.01.06.01: Staff are competent to perform their responsibilities. |
EP 18 |
4 |
QSA.02.11.01: The laboratory conducts surveillance of patient results and related records as part of its quality control program. |
EP 7 |
5 |
NPSG.02.03.01: Report critical results of tests and diagnostic procedures on a timely basis. |
EP 2 |
Nursing Care Centers |
||
1 |
EC.02.02.01: The organization manages risks related to hazardous materials and waste. |
EP 5 |
2 |
HR.02.01.04: The organization permits licensed independent practitioners to provide care, treatment, and services. |
EP 1 |
3 |
HR.02.01.04: The organization permits licensed independent practitioners to provide care, treatment, and services. |
EP 5 |
4 |
IC.02.01.01: The organization implements its infection prevention and control plan. |
EP 1 |
5 |
WT.03.01.01: Staff and licensed independent practitioners performing waived tests are competent. |
EP 5 |
Office-Based Surgery |
||
1 |
IC.02.02.01: The practice reduces the risk of infections associated with medical equipment, devices, and supplies. |
EP 2 |
2 |
IC.02.01.01: The practice implements infection prevention and control plan. |
EP 2 |
3 |
MM.01.01.03: The practice safely manages high-alert and hazardous medications. |
EP 2 |
4 |
EC.02.04.03: The practice inspects, tests, and maintains medical equipment. |
EP 4 |
4 |
HR.02.01.03: The practice grants initial, renewed, or revised clinical privileges to individuals who are permitted by law and the organization to practice independently. |
EP 5 |